Firm history · FRN 232423

Bastion Capital London Ltd

FRN 2324231 enforcement actionTotal fines · £2,452,700

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01 · Enforcement history

All actions on record.

13 Jul 2023

Fines

Bastion Capital London Ltd (in liquidation) was fined £2,452,700 by the Financial Conduct Authority for breaches of Principle 2 (firms must conduct business with due skill, care and diligence) and Principle 3 (firms must take reasonable care to organise and control their affairs responsibly and effectively, including adequate risk-management systems). The FCA’s action related to conduct between January 2014 and September 2015 and the penalty was imposed on 12 July 2023. The action is recorded in the FCA’s final notice for the firm.

Date	Action	Description
13 Jul 2023	Fines	Bastion Capital London Ltd (in liquidation) was fined £2,452,700 by the Financial Conduct Authority for breaches of Principle 2 (firms must conduct business with due skill, care and diligence) and Principle 3 (firms must take reasonable care to organise and control their affairs responsibly and effectively, including adequate risk-management systems). The FCA’s action related to conduct between January 2014 and September 2015 and the penalty was imposed on 12 July 2023. The action is recorded in the FCA’s final notice for the firm.

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