Material changes, in your inbox — not a dashboard.
We poll the FCA register daily. When something material changes — a permission, a requirement, a disciplinary entry — your team gets an email with the firm, the change, and a link to acknowledge.
Four categories — anything else stays out of your way.
- WarningsRegulatory warnings
Consumer warnings or public notices issued by the FCA against a firm you watch.
- DisciplinaryDisciplinary action
Final notices, decisions, and supervisory notices — flagged as soon as the next daily poll picks them up.
- PermissionsPermissions changes
A firm’s Part 4A permissions are added, removed, varied, or limited — with the specific activity named.
- StatusStatus updates
Authorisation, registration, and appointed representative changes — including principal-firm shifts.
Email — because that’s where your team already works.
Each alert names the firm, the type of change, and a one-line summary of what changed against the previous snapshot. A link drops you straight onto the firm in your dashboard.
Frequency is configurable: an alert per material change, or a daily digest that rolls up everything from the last poll into a single email — useful when your watchlist is large. Every alert is captured in your audit trail whether you read it the same day or not.
A short playbook per category.
- 01Regulatory warning
Review what the warning covers; assess whether it touches the relationship; escalate to head of compliance if it does; pin a note with the decision.
- 02Permission change
Identify which activity changed and whether it underpins your arrangement. If a critical permission was removed, consider pausing affected activity pending clarification.
- 03Disciplinary action
Read the notice; map it to the activities the firm performs for you; consider enhanced due diligence or additional oversight.
- 04Status change
Verify the new state on the register; decide if the firm can continue the activities you rely on; pull legal in if the change affects contractual obligations.
See an alert, on a real firm.
We’ll show you what arrives in the inbox, how acknowledgement works, and how the digest rolls up.
Fifteen minutes with the team. No deck — just the product and your questions.