FCA enforcement · 2002

FCA fines and enforcement actions in 2002

1 enforcement action took effect in 2002, with fines totalling £750k. Each one links to a plain-English summary, the FCA's final notice, and press coverage.

Actions

Total fines

£750k

Firms

Latest

12 Dec 2002

NatWest Markets Plc · £750k fine
12 December 2002 · FRN 121882
Fines
On 12 December 2002, the Financial Services Authority (the FCA's predecessor) fined NatWest Markets Plc £750,000.

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