FCA enforcement · 2009
FCA fines and enforcement actions in 2009
2 enforcement actions took effect in 2009, with fines totalling £3.9m. Each one links to a plain-English summary, the FCA's final notice, and press coverage.
Actions
2
Total fines
£3.9m
Firms
2
Latest
8 Sep 2009
- FinesBarclays Bank Plc · £2.5m fine8 September 2009 · FRN 122702
On 8 September 2009, the Financial Services Authority (the FCA's predecessor) fined Barclays Bank Plc £2,450,000.
- FinesMorgan Stanley & Co. International Plc · £1.4m fine13 May 2009 · FRN 165935
On 13 May 2009, the Financial Services Authority (the FCA's predecessor) fined Morgan Stanley & Co. International Plc £1,400,000.
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