FCA enforcement · 2011
FCA fines and enforcement actions in 2011
4 enforcement actions took effect in 2011, with fines totalling £14.5m. Each one links to a plain-English summary, the FCA's final notice, and press coverage.
Actions
4
Total fines
£14.5m
Firms
4
Latest
25 May 2011
- FinesBank of Scotland plc · £3.5m fine25 May 2011 · FRN 169628
On 25 May 2011, the Financial Services Authority (the FCA's predecessor) fined Bank of Scotland plc £3,500,000.
- FinesGain Capital UK Limited · £490k fine20 January 2011 · FRN 113942
On 20 January 2011, the Financial Services Authority (the FCA's predecessor) fined Gain Capital UK Limited £490,000.
- FinesBarclays Bank Plc · £7.7m fine18 January 2011 · FRN 122702
On 18 January 2011, the Financial Services Authority (the FCA's predecessor) fined Barclays Bank Plc £7,700,000.
- FinesNatWest Markets Plc · £2.8m fine11 January 2011 · FRN 121882
On 11 January 2011, the Financial Services Authority (the FCA's predecessor) fined NatWest Markets Plc £2,800,000.
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