FCA enforcement · 2010
FCA fines and enforcement actions in 2010
2 enforcement actions took effect in 2010, with fines totalling £9.6m. Each one links to a plain-English summary, the FCA's final notice, and press coverage.
Actions
2
Total fines
£9.6m
Firms
2
Latest
25 Oct 2010
- FinesWBS SOLUTIONS LIMITED · £4m fine25 October 2010 · FRN 141455
On 25 October 2010, the Financial Services Authority (the FCA's predecessor) fined WBS SOLUTIONS LIMITED £4,000,000.
- FinesNatWest Markets Plc · £5.6m fine9 August 2010 · FRN 121882
On 9 August 2010, the Financial Services Authority (the FCA's predecessor) fined NatWest Markets Plc £5,600,000.
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