FCA enforcement · 2005

FCA fines and enforcement actions in 2005

1 enforcement action took effect in 2005, with fines totalling £35k. Each one links to a plain-English summary, the FCA's final notice, and press coverage.

Actions

Total fines

£35k

Firms

Latest

23 Mar 2005

Gain Capital UK Limited · £35k fine
23 March 2005 · FRN 113942
Fines
On 23 March 2005, the Financial Services Authority (the FCA's predecessor) fined Gain Capital UK Limited £35,000.

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