FinesFSMA
James William Edward Lewis
Individual22 April 2024Fine · £120,300
01 · In plain English
What happened.
On 22 April 2024 the Financial Conduct Authority fined James William Edward Lewis £120,300 and imposed a prohibition order after finding he had failed to act with due care, skill and integrity. The FCA’s Final Notice (which you linked) contains the full facts, the period of the misconduct, and the FCA’s reasoning. I don’t currently have access to the FCA website to retrieve the Final Notice text; if you paste key excerpts or allow me to fetch the notice I will extract the concrete details (what exactly went wrong, Lewis’s role/employer, the period of misconduct, and any other consequences).
Summary generated from the FCA notice and press reports. Check the final notice below before relying on it.
02 · Enforcement details
What the FCA published.
On 22 April 2024, the Financial Conduct Authority fined James William Edward Lewis £120,300. This Final Notice refers to a failure to act with due care, skill and integrity. We imposed a financial penalty and a prohibition order. Source: the FCA's published list of 2024 fines. Notice:
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